 |
|
|
Legal Professional
|
Macquarie
Gehalt: Information not provided
|
USA-NY-New York City |
22 Aug |
| Due to growth in the Group's New York office, we are now seeking an additional attorney to join our Legal and Compliance team... |
|
|
Compliance Officer
|
Robert Half International
Gehalt: $65,000-$90,000 and incen...
|
USA-IL-Naperville |
22 Aug |
| Our client, being a privately-held financial services company, has the ability to offer unique investment solutions for finan... |
|
|
Compliance Officer
|
Nicht veröffentlicht
Gehalt: Salary plus Bonus
|
USA-PA-Conshohocken |
21 Aug |
| The Compliance Officer will support the Chief Compliance Officer, having primary responsibility for the compliance administra... |
|
|
Regulatory Counsel
|
Nicht veröffentlicht
Gehalt: 1 dollar
|
USA-MA-Boston |
21 Aug |
| The Senior Regulatory Counsel is responsible for the day to day oversight and strategic direction of the Fund Regulatory Serv... |
|
|
Portfolio Compliance Analyst
|
BlackRock Inc.
Gehalt: not disclosed
|
USA-DE-Delaware |
21 Aug |
| See job description below |
|
|
Vice President, Hedge Fund Compliance Officer
|
Morgan Stanley
Gehalt: not disclosed
|
USA-CT-Greenwich |
21 Aug |
| See job description below |
|
|
PWM Senior Compliance Officer
|
Morgan Stanley
Gehalt: not disclosed
|
USA-NY-White Plains |
21 Aug |
| See job description below |
|
|
Commodity Compliance Coverage
|
Morgan Stanley
Gehalt: not disclosed
|
USA-NY-White Plains |
21 Aug |
| See job description below |
|
|
Senior Commodity Compliance Coverage - Oil Liquids
|
Morgan Stanley
Gehalt: not disclosed
|
USA-NY-White Plains |
21 Aug |
| See job description below |
|
|
Senior Counsel, Investment Management (R5216)
|
Barker & Gilmore, LLC
Gehalt: Base and Bonus
|
USA-NJ-Jersey City |
21 Aug |
| Large investment management company seeking 4+ year attorney to advise growing business. |
|
|
Investment Advisor Attorney
|
Barker & Gilmore, LLC
Gehalt: Base + Bonus
|
USA-MA-Boston |
21 Aug |
| Top U.S. financial institution seeks attorney with strong 40 Act - Investment Advisor experience. |
|
|
Junior Compliance Officer
|
Nicht veröffentlicht
Gehalt: 80,000 - 150,000
|
USA-NY-New York City |
20 Aug |
| Our compliance associates assist with the organization, administration and enforcement of the company’s compliance program.... |
|
|
Records Manager - Asset Management
|
Nicht veröffentlicht
Gehalt: 150,000 - 350,000
|
USA-NY-New York City |
20 Aug |
| The Director of Information and Document Risk Management is responsible for the development and oversight of all components o... |
|
|
Deputy Compliance Officer
|
Nicht veröffentlicht
Gehalt: 200,000 - 400,000
|
USA-NY-New York City |
20 Aug |
| Top Hedge Fund in New York City is searching for a seasoned compliance officer to join the legal/compliance group. The role w... |
|
|
Mortgage Executive CCO/JD
|
Michael Page
Gehalt: 500,000 - 1,500,000
|
USA-NY-New York City |
20 Aug |
| Top Hedge Fund is looking for a legal/compliance mortgage expert to head the newly launched mortgage purchasing platform. Can... |
|
|
Vice President (VP) Compliance
|
Nicht veröffentlicht
Gehalt: $110,000 - $150,000
|
USA-NY-New York City |
20 Aug |
| Our client is a very well known and well respected research and financial analysis firm. The Compliance group is looking to e... |
|
|
Assistant Branch Office Compliance Officer
|
Nicht veröffentlicht
Gehalt: $50,000-90,000
|
USA-NJ-Jersey City |
20 Aug |
| Primary areas of responsibility require an extensive knowledge of broker dealer, investment advisor and internal company poli... |
|
|
Asset Management Compliance Officer
|
Nicht veröffentlicht
Gehalt: 150,000 - 250,000
|
USA-NY-New York City |
20 Aug |
| York City Asset Manager is looking to add mid to senior level compliance officer with 4-6 years plus handling Investment Advi... |
|
|
Enterprise Account Document Manager
|
Michael Page
Gehalt: 200,000 - 500,000
|
USA-NY-New York City |
20 Aug |
| Senior IT, Legal or Compliance professional with significant experience in document/records management related legal and regu... |
|
|
Senior Compliance Officer
|
Michael Page
Gehalt: 150,000 - 250,000
|
USA-NY-New York City |
20 Aug |
| The successful candidate will have experience in drafting and monitoring:
existing compliance procedures for fund of funds a... |
|
|
Chief Compliance Officer
|
Nicht veröffentlicht
Gehalt: 250,000 - 1,000,000
|
USA-NY-New York City |
20 Aug |
| Multi billion dollar asset manager is looking for a Chief Compliance Officer. The candidate must have 10-15 years of 40 Act A... |
|
|
Mananger of Financial Systems
|
Nicht veröffentlicht
Gehalt: 80,000
|
USA-NY-Huntington |
20 Aug |
| Lead role systems / applications support activities relating to financial compliance/corporate financial systems. Perform li... |
|
|
Investment Banking Opportunities!
|
APA International Placeme...
Gehalt: to $150K
|
USA-NY-New York City |
20 Aug |
| Immediate openings at top-tiered international financial institutions and investment banks. Candidates with compliance, M&A... |
|
|
Fixed Income Advisory Compliance Officer - AVP
|
Deutsche Bank
Gehalt: competitive/ DOE
|
USA-NY-New York City |
19 Aug |
| About Deutsche Bank
Deutsche Bank is a leading global investment bank with a strong and profitable private clients franchise... |
|
|
Trading Auditor/Compliance (Investment Management)
|
Northwest Integrators LLC
Gehalt: Highly competitive (base...
|
USA-CT-Stamford |
19 Aug |
| Trading Auditor needed to work closely with legal & Compliance to ensure traders are adhereing to predetermined trading and i... |
|
|
Business Analyst - Business Management & Control
|
Nicht veröffentlicht
Gehalt: Commensurate with experie...
|
USA-CT-Stamford |
19 Aug |
| Business Management & Control - Business Analyst. The individual will manage the implementation of initiatives as dictated b... |
|
|
Vice President - Senior Investment Management Attorney (J5234)
|
Barker & Gilmore, LLC
Gehalt: Base and Bonus
|
USA-NY-New York City |
19 Aug |
| Our client, a leading international asset management company, seeks a senior level investment management attorney to provide... |
|
|
Compliance Associate
|
Street Advisor Group
Gehalt: Very Competitive
|
USA-NY-New York City |
18 Aug |
| Well funded, quantitative global arbitrage fund seeks a motivated, detail oriented individual for a Compliance Associate role... |
|
|
Senior Compliance Officer
|
Metropolitan West Asset M...
Gehalt: Competitive
|
USA-CA-Los Angeles |
18 Aug |
| The Senior Compliance Officer assists the Chief Compliance Officer (CCO) in monitoring activities related to two investment a... |
|
|
Retirement Compliance Testing Administrator
|
Vanguard
Gehalt: Commensurate
|
USA-PA-King of Prussia |
18 Aug |
| See below |
|
